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General Securities Representative Exam
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141	LAWRENCE G. WASDEN Attorney General ALAN CONILOGUE Deputy Attorney General State ofidaho P. 0. Box 83720 Add to Reading List Source URL: finance.idaho.gov Language: English - Date: 2014-06-02 11:56:48 Financial economics Business General Securities Representative Exam Financial adviser Investment Advisor LPL Financial Selling away Covino Uniform Securities Agent State Law Exam United States securities law Finance Professional certification in finance
142	PDF Document Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-06-02 11:56:48 Financial economics Business General Securities Representative Exam Financial adviser Investment Advisor LPL Financial Selling away Covino Uniform Securities Agent State Law Exam United States securities law Finance Professional certification in finance
143	PDF Document Add to Reading List Source URL: www.securities.ok.gov Language: English - Date: 2013-04-25 12:19:15 Financial system Financial adviser Uniform Investment Adviser Law Exam Financial Industry Regulatory Authority Securities Act Patent attorney Broker-dealer Registered Investment Advisor General Securities Representative Exam United States securities law Financial economics Finance
144	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]May 2, 2014 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-05 09:51:04 Finance Securities Exchange Act General Securities Representative Exam Security U.S. Securities and Exchange Commission Series 14 Financial Industry Regulatory Authority Broker-dealer Regulation S-K United States securities law Financial economics Financial system
145	Financial Industry Regulatory Authority, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-21 08:08:54 Finance Financial Industry Regulatory Authority Registered representative General Securities Representative Exam Broker-dealer U.S. Securities and Exchange Commission Security Securities and Exchange Commission Securities Exchange Act United States securities law Financial economics Financial system
146	EXHIBIT 5 (additions are underlined; deletions are [bracketed]) *** C2 Options Exchange, Incorporated Rules * Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-05 09:51:04** Financial system Securities Exchange Act Security Broker-dealer Financial Industry Regulatory Authority General Securities Representative Exam Regulation S-K Securities Act United States securities law Financial economics Finance
147	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No[removed]May 13, 2011 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-13 12:53:19 Finance Selling away Financial Industry Regulatory Authority Securities Exchange Act Registered representative U.S. Securities and Exchange Commission General Securities Representative Exam Securities Act Friedman United States securities law Financial economics Financial system
148	Opinion: James Lee Goldberg Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-09 12:26:38 Business Financial Industry Regulatory Authority Registered representative General Securities Representative Exam Investment Banking Exam U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Financial economics Financial regulation
149	In the Matter of the Application of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Miles A. Bahl as a General Securities Representative With du Pasquier & Company, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-13 14:20:50 Finance Financial Industry Regulatory Authority Registered representative General Securities Representative Exam U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Securities regulation in the United States United States securities law Financial economics Financial system
150	In the United States Court of Appeals For the Seventh Circuit No[removed]CARL M. BIRKELBACH, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-05 17:57:03 Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Business Registered representative General Securities Representative Exam Securities regulation in the United States Security United States securities law Financial economics Financial regulation

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